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NSCP "Currents" Podcast

NSCP

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NSCP "Currents" Podcast
NSCP "Currents" Podcast

NSCP "Currents" Podcast

NSCP

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Plays
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About Us

Brought to you by National Society of Compliance Professionals. This podcast series features a reading from one of the articles from NSCP's monthly "Currents" newsletter.

Latest Episodes

The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

15 MINJUN 28
Comments
The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

Valuation Challenges in Private Equity and Private Equity Real Estate

Valuation Challenges in Private Equity and Private Equity Real Estate

14 MINJUN 3
Comments
Valuation Challenges in Private Equity and Private Equity Real Estate

Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

12 MINJUN 3
Comments
Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

The Business Case for Diversity and Inclusion

The Business Case for Diversity and Inclusion

5 MINAPR 4
Comments
The Business Case for Diversity and Inclusion

Business Email Compromise ("BEC")

This episode of NSCP Currents features a reading of the article “Business Email Compromise ("BEC").”

18 MINFEB 27
Comments
Business Email Compromise ("BEC")

Designing and Maximizing Annual Compliance Meetings and Compliance Training

This episode of NSCP Currents features a reading of the article "Designing and Maximizing Annual Compliance Meetings and Compliance Training.”

11 MINJAN 8
Comments
Designing and Maximizing Annual Compliance Meetings and Compliance Training

All GIPS Provisions Are On the Table in 2020

This episode of NSCP Currents features a reading of the article "All GIPS Provisions Are On the Table in 2020.”

13 MIN2018 NOV 29
Comments
All GIPS Provisions Are On the Table in 2020

How to Master the Annual Review and Promote a Culture of Compliance: Part 3 Conclusion

This episode of NSCP Currents features a reading of the article "How to Master the Annual Review and Promote a Culture of Compliance: Part 3 conclusion.” The article was written by Elizabeth Cope, Managing Member with SEC Compliance Solutions, LLC. Brought to you by National Society of Compliance Professionals.

12 MIN2018 OCT 30
Comments
How to Master the Annual Review and Promote a Culture of Compliance: Part 3 Conclusion

Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

18 MIN2018 SEP 25
Comments
Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews

How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews.

10 MIN2018 JUL 27
Comments
How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews

Latest Episodes

The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

15 MINJUN 28
Comments
The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting

Valuation Challenges in Private Equity and Private Equity Real Estate

Valuation Challenges in Private Equity and Private Equity Real Estate

14 MINJUN 3
Comments
Valuation Challenges in Private Equity and Private Equity Real Estate

Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

12 MINJUN 3
Comments
Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

The Business Case for Diversity and Inclusion

The Business Case for Diversity and Inclusion

5 MINAPR 4
Comments
The Business Case for Diversity and Inclusion

Business Email Compromise ("BEC")

This episode of NSCP Currents features a reading of the article “Business Email Compromise ("BEC").”

18 MINFEB 27
Comments
Business Email Compromise ("BEC")

Designing and Maximizing Annual Compliance Meetings and Compliance Training

This episode of NSCP Currents features a reading of the article "Designing and Maximizing Annual Compliance Meetings and Compliance Training.”

11 MINJAN 8
Comments
Designing and Maximizing Annual Compliance Meetings and Compliance Training

All GIPS Provisions Are On the Table in 2020

This episode of NSCP Currents features a reading of the article "All GIPS Provisions Are On the Table in 2020.”

13 MIN2018 NOV 29
Comments
All GIPS Provisions Are On the Table in 2020

How to Master the Annual Review and Promote a Culture of Compliance: Part 3 Conclusion

This episode of NSCP Currents features a reading of the article "How to Master the Annual Review and Promote a Culture of Compliance: Part 3 conclusion.” The article was written by Elizabeth Cope, Managing Member with SEC Compliance Solutions, LLC. Brought to you by National Society of Compliance Professionals.

12 MIN2018 OCT 30
Comments
How to Master the Annual Review and Promote a Culture of Compliance: Part 3 Conclusion

Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

18 MIN2018 SEP 25
Comments
Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC

How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews

How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews.

10 MIN2018 JUL 27
Comments
How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews

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