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FINRA Unscripted

Encore | The Cornerstone of FINRA’s Market Surveillance Program: A Historical Commitment to Market Transparency

29min2022 JUL 12
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詳細信息

This episode originally aired in November 2021. Transparency plays a central role in promoting the fairness and efficiency of U.S. markets, lowering transaction costs, leveling the playing field and enhancing public trust in our markets. And the data market transparency provides serves as the lifeblood of FINRA's surveillance program. On this episode, we hear about FINRA's historical commitment to market transparency and how it has impacted FINRA's regulatory regime.

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