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FINRA Unscripted

The Essential Senior Investor Protection Tools: FINRA Rules 2165 and 4512

24min2022 MAY 3
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詳細信息

Every year, millions of seniors become victims of financial exploitation, resulting in billions of dollars in losses. That’s why FINRA worked to update Rule 4512 and implement Rule 2165 to help broker-dealer firms and their representatives protect their senior and other vulnerable adult customers. On this episode, we learn more.

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